The Origins of Ashkenazi Jews

In this week’s parasha, Noach, we read about how the seventy primary descendants of Noah settled the Earth after the Great Flood. Noah had three sons, and it is often said that they divided the three continents of the Old World amongst them: Yefet (Japheth) got Europe, Shem got Asia, and Ham got Africa. This is not exactly accurate.

For one, Canaan is a son of Ham, but did not inhabit Africa, while Nimrod is said to be a son of Cush—also of Ham—yet we know Nimrod ruled Mesopotamia (Genesis 10:10). Another son of Ham is Mitzrayim, which is Egypt, yet Mitzrayim’s own children include Pathrusim and Caphtorim, names generally associated with Greek lands. (There is historical evidence to suggest that the early pre-Greek peoples did come from Egypt.) Yavan, the classic term for Greece, is a son of Yefet. As discussed in the past, Yavan is the same as Ionia, which is the western coast of Turkey, then inhabited by Greek-speaking peoples. (The famous city of Troy was in Ionia, in modern-day Turkey.)

In fact, essentially all of the seventy places inhabited by Noah’s descendants are places in modern Turkey or the Middle East. This makes sense, since the Torah was originally speaking to an audience that was unaware of most of Europe, the Far East, sub-Saharan Africa, and needless to say, the New World. The Torah mentions the origins of those territories that were familiar to the ancient Israelites, and that would have been their immediate neighbours. It also makes sense practically, since Noah got off the Ark in Ararat—somewhere in modern Turkey—and his children and grand-children would have settled lands that weren’t too far away from there.

Mt. Ararat, as seen from Yerevan, Armenia. It isn’t certain whether this Ararat is the Biblical Ararat.

One of Noah’s descendants is named Ashkenaz (Genesis 10:3). He is a grandson of Yefet, whose children all seem to have inhabited territories in Asia Minor and Armenia. Ashkenaz, too, is in that vicinity. Even in the time of the prophet Jeremiah centuries later, Ashkenaz was a kingdom in Turkey: “Raise a banner in the land, blow the shofar among the nations, prepare the nations against her, call together against her the kingdoms of Ararat, Minni, and Ashkenaz…” (Jeremiah 51:27) The prophet goes on to call on these and other powers in the area to come upon Babylon. Ashkenaz is one of the Turkish kingdoms bordering Babylon to the north, along with Ararat.

Modern-day villages in Northeastern Turkey. (Credit: theconversation.com)

Amazingly, to this day ethnic Armenians in the region name Ashkenaz as one of their ancestors! This claim is not recent; the fifth-century Armenian scholar Koryun described the Armenians as an Askanazian people. Not surprisingly then, multiple places in Northeastern Turkey today still bear similar-sounding names, including the villages of Iskenaz, Eskenez, and Ashanas.

If Ashkenaz is a place in Turkey, how did it become associated with European Jews? Did Ashkenazi Jews come from Turkey?

Debunking Khazaria

One popular explanation for the Turkey-Ashkenaz connection points to the Kingdom of Khazaria. This was a wealthy and powerful kingdom that ruled the Caucasus, southern Russia, and parts of Turkey and Eastern Europe in the Middle Ages. Historians credit the Khazars with checking the rapid Arab conquest, and preventing a Muslim takeover of Europe from the East. It is said that around 740 CE, King Bulan grew tired of his people’s backwards pagan beliefs and converted to Judaism. According to legend, he had invited representatives of the major faiths to argue their case, and concluded that Judaism was the true faith. (This is the basis of Rabbi Yehuda haLevi’s [c. 1075-1141] famous text, the Kuzari.)

Although Bulan did not impose his new religion on anyone, it is thought that much of his kingdom had become Jewish anyway within about a century. Remarkably, a large reserve of antique Khazar coins was found in Sweden in 1999, bearing the inscription “Moses is the Prophet of God”. (Modeled on, and sometimes just refashioned from, Arab coins saying that “Muhammad is the Prophet of Allah”!) Archaeologists have found similar Khazar coins all over the Old World, from England to China, showing the tremendous extent of Khazaria’s wealth and influence.

Khazar coin from c. 837 CE, with the inscription “Moses is the prophet of God”.

Like all kingdoms, Khazaria had an expiration date. It was eventually overrun by the Rus, Mongols, and others. Some say that many Jewish Khazar refugees migrated westward to Europe, and settled in the sparsely populated and resource-rich lands of Germany. Since they had come from a place traditionally known as Ashkenaz, they were labelled “Ashkenazi Jews”. This is a great story, but one that has far too many holes.

From a historical perspective, most scholars reject the Khazar hypothesis simply because there is little evidence that Khazaria experienced a mass conversion to Judaism. It is generally agreed that only a small portion of the Khazar nobility had converted, at best. Khazaria simply attracted many Jews to settle there since it was a rich kingdom with freedom of religion. In that case, any Jewish refugees that might later flee Khazaria to Europe would not be ethnic Khazars anyway.

The Schechter Letter

Then came a huge discovery from the Cairo Geniza. Now known as the Schechter Letter (as it was discovered by Solomon Schechter, 1847-1915), the text is a correspondence between a Khazari Jew and a Sephardi Jew, most likely Hasdai ibn Shaprut (c. 915-970 CE). The letter includes a brief history of Khazaria, and states that Khazaria’s Jews originally came from Persia and Armenia, from which they had fled persecution. One of their descendants, named Sabriel, eventually rose to Khazarian nobility, and finally became king. His wife, Serach, convinced him to go public with their Jewish heritage, and they did, inspiring others in the kingdom to convert to their new king’s religion.

The Schechter Letter confirms that the majority of the Jews in Khazaria were not actually Turkic converts but migrants from Persia and Armenia. Shortly after the letter was written, the Khazari Kingdom fell apart in 969 CE. (We know the letter must have been written after 941 CE, since it refers to a battle in that year for which we have other historical records.) The supposed Jewish exodus from Khazaria would have happened in the ensuing decades.

Yet, we read in the commentaries of French-born Rashi (Rabbi Shlomo Itzchaki, 1040-1135) how he learned certain things from his visits to Jewish communities in neighbouring Ashkenaz (see, for example, Ketubot 77a), and that Ashkenaz is undoubtedly German (with Rashi occasionally using German/“Ashkenazi” words, as in Sukkah 17a, for instance). This implies that by Rashi’s time—less than a century after the fall of Khazaria—a geographical region in Western Europe referred to as “Ashkenaz” was already well-known, with Jews there freely conversing in German. It is unlikely that this would happen so soon after the fall of Khazaria; Ashkenaz must have existed long before.

Besides, we know that Jews already lived in Europe at the time of Charlemagne (742-814 CE), who had a good relationship with his Jewish subjects. Charlemagne was born right around the time King Bulan is supposed to have converted to Judaism, and before the rise of Sabriel (whom some identify with Bulan). This alone proves that Jews were already living in Europe long before any Khazari Jews appeared on the scene.

Among the Ashkenazi Jews of the Middle Ages themselves, the tradition was that they had been there since the destruction of the Second Temple. For example, the Rosh (Rabbi Asher ben Yechiel, c. 1250-1327) wrote in one of his response (20, 20) that when he moved to Toledo, Spain:

I would not eat according to [Sefardi] practice, adhering as I do to our own custom and to the tradition of our blessed forefathers, the sages of Ashkenaz, who received the Torah as an inheritance from their ancestors from the days of the destruction of the Temple. Likewise the tradition of our predecessors and teachers in France is superior…

A portrait identified with Rabbeinu Asher ben Yechiel, the “Rosh”

The Rosh speaks of three distinct European Jewish communities: Sefarad, Ashkenaz, and Tzarfat (France). This makes one wonder whether Rashi would have considered himself Ashkenazi (as people typically see him today) or Tzarfati? Rashi was born and died in Troyes, France, though he spent time in Worms and Mainz in Germany, hence the reference above to his having learned things while visiting “Ashkenaz”. This implies that Rashi may not have considered himself Ashkenazi at all. (His father was called Rabbi Itzchak haTzarfati, and though he lived for a time in Worms, probably hailed from Lunel in Southern France.) Whatever the case, we see that the Sefardi, Ashkenazi, and Tzarfati Jewish communities were already firmly entrenched at the time of Khazaria’s fall.

Delving into Ashkenazi Genes

Science can shed further light on Ashkenazi origins. One study of mitochondrial DNA (mtDNA, which is passed strictly from mother to child) found that some 40% of Ashkenazi Jews come from a group of mothers in Europe, possibly converts, approximately 2000 years ago (another related study here). This would have been around the destruction of the Second Temple. We know that many Jews fled Judea (or were expelled) at the time, and settled across the Roman Empire and beyond. Similarly, a study of Y chromosomes (passed strictly from father to son) shows that most Ashkenazi Levites have a common ancestor who lived at least 1500 years ago, most likely in the Middle East or already having migrated to Europe. These scientists conclude that the Khazar hypothesis is “highly unlikely”.

Other genetic studies do appear to show high degrees of relatedness between Turkic and Iranian peoples with Ashkenazi Jews, especially males. Of course, Jews have lived and migrated just about everywhere, and undoubtedly mixed with local populations, while drawing numerous converts. One interesting study found that about 5% of Ashkenazi males are part of the Q3 haplogroup, part of the wider Q group which represents Native Americans and Asians. The researchers concluded that Q3 entered the Jewish gene pool sometime in the 1st millennium. Some say this is due to the Ashina Turks (among the Khazar elite) who converted to Judaism and took Jewish wives. Either way, it is only a tiny minority of Ashkenazis that carry such genes.*

What we see from genetic studies is that most Ashkenazi Jews today descend from ancestors that were already in Europe long before the rise of the Khazars. Historical evidence confirms the existence of widespread Jewish communities in Europe before the time of Khazaria, too. In reality, the Khazar hypothesis keeps being resurrected because it is a convenient tool for anti-Semites to attack modern Jews as “imposters” (meanwhile completely forgetting the other half of the world’s Jews which are not Ashkenazi at all!) or for anti-Zionists to deny a Jewish connection to the land of Israel.

Having said all that, we must still answer the key question: where did the “Ashkenazi” label come from?

Adapting Names

When we look at the seventy “original” nations—descendants of Noah—we find that they represent a very small geographical area. Of the seventy, fourteen come from Yefet and represent Asia Minor, Armenia, and the Aegean islands (Genesis 10:5), nine are Cushites (presumably dark-skinned people), eight of Mitzrayim, twelve are Canaanites, and twenty-six are Middle Eastern, or possibly even just Mesopotamian. As already mentioned, the Torah’s narratives are confined to a narrow geographical space that was relevant to the ancient Israelites.

A “Table of Nations” from the ArtScroll Stone Chumash

When Jews started migrating out of Israel and beyond the Middle East, they needed to come up with names for these new territories they inhabited. So, they adapted the Biblical place-names of locations that no longer existed or whose identity was no longer known. For example, Sefarad became Spain and Tzarfat became France. When scripture speaks of Sefarad or Tzarfat (as in Ovadiah 1:20), it is certainly not speaking of Spain or France! For instance, the prophet Elijah went to Tzarfat, which is described as being next to Sidon (I Kings 17:9). Sidon is, of course, a well-known ancient city, in what is now Lebanon.

For the first Jews who settled in Spain and France, they had migrated the farthest West they could possibly go at the time. For them, these new lands were the most distant from Jerusalem, so they fittingly adapted terms for places described as being exceedingly far from the Holy Land (as in Ovadiah 1:20). They couldn’t use the names of places that were still extant, but only those ancient names that were no longer relevant. In the same fashion they described Germany as “Ashkenaz”, while Bohemia was surprisingly called “Canaan”. Therefore, to say that Ashkenazi Jews are Turkish because Ashkenaz was originally a place in Turkey is like saying French Tzarfati Jews are Lebanese because Tzarfat was originally a place in Lebanon!

It is worth pointing out here that scholars have also recently pinpointed the Biblical Sefarad. There is now strong historical evidence to identify Sefarad with the ancient town of Sardis, also in Asia Minor (modern Turkey), of course. Sardis was known to the Lydians who inhabited it as Sfard, and to the Persians as Saparda. It goes without saying that Sephardic Jewish origins have nothing to do with Turks, as don’t the origins of Lydians (probably the “Ludim” of Genesis 10:13, or the Lud of Genesis 10:22), nor the Yavanim, the Greek Ionians, all of whom inhabited that same area of Asia Minor.

The Tower of Babel

‘Turris Babel’ by Athanasius Kircher (1602-1680)

After telling us the divisions of the nations in Genesis 10, the Torah goes on to relate the narrative of Migdal Bavel. We are told that the people were all still unified at this point, speaking one tongue. They gathered in Babylon to build a tower to the Heavens, with nefarious intentions. Their plans were thwarted by God, who then scattered the people all over the world and confounded their tongues.

From a mystical perspective, at this point those seventy root nations—which originally inhabited Asia Minor and the Middle East—were spread all around the globe into a multitude of various peoples with new cultures and languages. Thus, all of the world’s thousands of nations and ethnicities, wherever they may be, are spiritually rooted in one of Noah’s seventy descendants.

Consequently, there were those who believed that Ashkenaz was dispersed to Central Europe. What’s amazing is that this was not only a Jewish belief, but a Christian one, too. The evangelical Christian pastor Ray Stedman (1917-1992) wrote:

The oldest son of Gomer was Ashkenaz. He and his descendants first settled around the Black Sea and then moved north into a land which is called Ascenia, and which later became known as the Islands of Scandia, which we now know as Scandinavia. You can trace a direct link between Ashkenaz and Scandinavia.

Basing himself on earlier sources, he lists Ashkenaz as referring to all Saxons, Scandinavians, and Germanic tribes. This argument was made at least as far back as the 4th century (long before the Khazars appeared on the scene), in Eusebius’ Historia Eccliesiastica, where Ashkenaz is Scanzia, another name for Scandinavia and/or Saxony.

Around that same time, the Talmud (Yoma 10a) identifies Gomer (the father of Ashkenaz) with Germamia. While this Germamia is possibly referring to Cimmeria, or Germanikia in Syria—which would have been more familiar to the Babylonian Sages living in the Persian Empire—it is very likely that Jews who settled in Germany would see Germamia as referring to their new land. Combined with the alliteration between “Ashkenaz” and “Saxony”/“Scanzia”, we can understand why the Jews that settled in Germany adapted the name Ashkenaz.

As an intriguing aside, the Talmud cited above holds that Yefet is a forefather of the Persians, too. The Talmud reads: “How do we know that the Persians are derived from Yefet? Because it is written: ‘The sons of Yefet: Gomer, and Magog…’” The Sages seem to connect Magog with the Persians. That might make alarm bells go off in the heads of modern readers who see Iran as playing a central role in an End of Days Gog u’Magog scenario.

To conclude, the hypothesis that Ashkenazi Jews originate among Turkish converts is completely false. While some Turkish converts certainly joined the Jewish nation in the Middle Ages, Ashkenazi Judaism predates this phenomenon by centuries. Both historical evidence and genetic analyses confirm a European Jewish presence as far back as 2000 years ago.


*Shortly after publishing this article, Kevin Brook pointed out the following to me, from his book The Jews of Khazaria (pg. 204):

Some researchers thought it was possible that these could have been inherited from the Khazars, but this idea is no longer viable. Ashkenazim belong to the Q haplogroups that were later precisely identified as Q-Y2200 (Q1b1a1a1a) and Q-YP1035 (Q1b1a1a1a2a2). On the Y chromosome tree, Q-Y2200’s parent haplogroup Q-Y2225 (Q1b1a1a1) was found in an Italian sample from Sicily, and geneticists determined that QY2225’s distant ancestors had apparently lived in the Middle East. The Ashkenazic branches of Q are very different from Q1a1b-M25 and Q1a2-M346, which are common among Turkic-speaking peoples, and the common ancestor between them all lived many thousands of years ago, far in advance of Khazaria’s existence.

What Was the Forbidden Fruit?

This week we begin a new cycle of Torah readings with Beresheet, undoubtedly the most mysterious parasha of the Torah. We read of Adam and Eve in the Garden of Eden, and how they were forbidden from consuming the fruit of the Etz HaDa’at Tov v’Ra, “Tree of Knowledge of God and Evil”. What was this tree? What was its fruit? And why were Adam and Eve barred from eating of it?

In Western artwork, the Forbidden Fruit is usually depicted as an apple. This has no origin in Jewish thought, and instead comes from the interplay of the nearly identical Latin words mălum¸“evil” (as in the English “malevolent”), and mālum, “apple” (also the root of English “melon”). Having said that, Jewish texts do describe the Garden of Eden as having the smell of an apple orchard (see Rashi on Genesis 27:27). Maybe this is why the Tree of Knowledge of Good and Evil was associated with an apple tree—and why the Latin words for “evil” and “apple” are so similar!

In the Talmud, the Sages give three possibilities for the identity of the Forbidden Fruit (Sanhedrin 70a, Berakhot 40a). The first is that it was grapes. Apparently, Adam and Eve became drunk from wine, and this led to their sin. The Sages here admonish Noah for having planted a vineyard after the Flood (Genesis 9:20), for he should’ve known from Adam and Eve that this was a bad idea! The second opinion is that the Tree of Knowledge was a variety of wheat. This is based on the relatedness of the words chitah (חטה), “wheat”, and chet (חטא), “sin”. The third opinion is that it was a fig tree, since we read how Adam and Eve covered themselves up with fig leaves right after consuming the fruit (Genesis 3:7). Rabbi Nehemiah holds that, in poetic fashion, just as they sinned with the fig, they were covered up with the fig.

Of course, all three of these possibilities are problematic. Neither grape nor wheat is a “tree” in the traditional sense. And it is hard to imagine that the common fig would have once been the Forbidden Fruit. Conversely, the fig is generally portrayed in very positive terms in the Tanakh (see, for example, Deuteronomy 8:7 and Micah 4:4).

The simplest explanation is that the Tree of Knowledge was a completely unique tree, unlike any other in the world. Perhaps the Sages were trying to describe some of the qualities of the Fruit, and that it had elements of wheat, grape, and fig. Wheat can be turned into flour and made into bread, whose ability to rise is seen as a metaphor for an inflated ego (hence the deeper reason of removing chametz during Pesach). Grape can be turned into wine, the most common way for people to go under the influence and be drawn to sin. Figs are often associated with sexuality in mythology. Maybe the Forbidden Fruit symbolized pride, debauchery, lust—wheat, grape, fig. Interestingly, the initials of these three species in Hebrew can spell da’at (דעת), the Tree of “Knowledge”: Another name for wheat, or grain, in the Tanakh is dagan (דגן); grapes are ‘anavim (ענבים); and fig is te’enah (תאנה).

Blessing Bread and Returning to Eden

The Midrash expands on the Talmudic passage above (Beresheet Rabbah 15:7). It gives a further reason for why the Forbidden Fruit might be wheat. On the surface, the Midrash brings an old figure of speech that a person who lacks knowledge would be described as having never eaten bread. The deeper implication of this Midrash is that, unlike everything else, bread is a quintessentially human food. Animals also eat fruits, vegetables, meat, and milk, but only humans eat bread. Processing hard wheat into edible bread requires divine knowledge. This is symbolic of the divine knowledge found within the Tree of Knowledge.

Bread represents something very powerful: man’s ability to manipulate his environment for his own benefit. Animals do not have this ability; they are victims of whatever nature throws at them. Man alone is able to change nature. This could be as simple as baking bread, or as complex as seeding the clouds to make rain and manipulate the weather. The Tree of Knowledge represents this divine ability, and maybe this is why the Torah says that once man consumes of it, they will be like gods (Genesis 3:22).

Intriguingly, the Midrash goes on to a discussion of the hamotzi blessing recited on bread. Reading between the lines, the Midrash reveals that reciting hamotzi might very well be, from a Kabbalistic perspective, fulfilling a cosmic tikkun for the sin of Eden. God cursed the land following Adam and Eve’s sin, and when we recite birkat hamazon after eating a meal, we bless the good land that God gave us. This serves to “sweeten” (or reverse, or temper) that curse of Eden.

The Etrog as Forbidden Fruit

The same Midrash above also speaks at length about the possibility that the Fruit was a grape or fig. It adds that it could have been a fruit called berat sheva or a different variety called berat ali, the identities of which are no longer clear. Some comment that these are types of figs. Interestingly, Rabbi Abba of Acco says the Fruit was an etrog, the special citron we use on the holiday of Sukkot. He proves it by pointing out how the Torah states Eve saw the Tree of Knowledge was “good for food” (Genesis 3:6), as if the tree itself, and not just its fruit, was edible. Rabbi Abba says that, apparently, no wood is edible except for that of the etrog tree, so the Tree of Knowledge must have been an etrog!

The mitzvah of taking an etrog comes from the Torah’s statement that we should take a pri etz hadar, the fruit of a “precious”, “unique”, or “enduring” tree (Leviticus 23:40). For the Sages, only the etrog fit that description. The same description works for the Tree of Knowledge—certainly a one-of-a-kind and “enduring” species. We can take another mystical plunge into the Midrash and extract that the mitzvah of acquiring an etrog and performing netilat lulav on Sukkot is a spiritual rectification, or tikkun, for the primordial sin of Eden. It has been pointed out that we shake the lulav and etrog a total of 18 times (three times in each of the six directions), with 18 being the gematria of chai (חי), “life”. When Adam and Eve consumed the Forbidden Fruit, they brought death into the world. In turn, we take the etrog and bring life into the world. Fittingly, at no point in the holiday do we actually consume the etrog!

A Tree of Unification

The Midrash cited above concludes by saying all of the opinions are inaccurate, and that the Tree of Knowledge was, of course, its very own species. God “did not, and will not, reveal to man” the identity of this tree. Others hold that it wasn’t a tree at all, and the whole narrative is an allegory. The Tree of Knowledge is symbolic for something else.

The most popular explanation is that the Tree is symbolic of sexual union. The Arizal explains that da’at means sexual intimacy, which is why the Torah describes the union of husband and wife as “knowledge” (as in Genesis 4:1, 4:17, or 4:25). He states that sexual arousal begins in the mind, as does the process of generating seed, hence the relationship to “knowledge” (see Sha’ar HaPesukim on Beresheet). Indeed, today we know from a scientific perspective that the hormones governing the reproductive system and the production of sex cells emerge from the hypothalamus and pituitary in the brain.

From this perspective, Adam and Eve’s “fruitful” encounter is a metaphor for sexual intimacy. This seems to be the plain meaning of the text, which says how Adam and Eve recognized that they were naked, and goes on to state how they produced children. In his Creation Legends of the Ancient Near East (pg. 134), S.G.F Brandon (1907-1971) suggests that this is precisely why the central “punishment” of consuming the Forbidden Fruit was bringing death into the world. Until then, Adam and Eve were alone on a finite planet. Once they learned to procreate, Earth would get more and more populated until there would be no resources left. Death is, therefore, the most natural and fitting consequence. People must die to make way for new people, or else the world would quickly be at its limits. At the same time, when God says consuming the Fruit would make man godly, it means that it would give man the divine ability to create more humans!

Why Must Evil Exist?

If we read the Torah literally, what does it mean that Fruit was of a Tree of Knowledge of Good and Evil? The simplest explanation is that Adam and Eve did not originally have a concept of good or bad. While Eden was entirely good, and full of every possible delight and pleasure, Adam and Eve had no way of appreciating it, for they had never known any suffering. All of us today appreciate pleasure because we have experienced pain. For Adam and Eve, the Garden of Eden was just bland.

In a strange kind of way, the world needs evil to exist, at least for a temporary period of time. God wanted a world that was entirely good and pleasurable, but paradoxically, such a world first needs to go through a period of evil and pain. Only afterwards can we truly appreciate the good, and fully revel in the delights of Eden. This is why God tells us that “I form light and create darkness, make peace and create evil, I am Hashem, who makes all these things.” (Isaiah 45:7) We therefore find ourselves in this temporary phase of (unfortunately) very great aches and challenges. In the grand scheme of things, these millennia are just a blip in the cosmic passage of time. Soon enough, this difficult—though necessary—phase will be over, and we shall return to a true Garden of Eden.

Future Utopia (Credit: Kitbash3d.com)

 

The Ten Martyrs & The Message of Yom Kippur

Tomorrow evening we usher in the holiday of Yom Kippur, the Day of Atonement. The Torah does not make clear why this day in particular (the 10th of Tishrei) should be a day of atonement. The traditional explanation is that on this day God forgave the Israelites for the Sin of the Golden Calf, and presented Moses with a new set of Tablets. Based on the wording of the Torah, the Sages deduce that Moses ascended Mt. Sinai a total of three times, each for forty days: The first time was from Shavuot until the 17th of Tammuz; the second from the 19th of Tammuz until the 29th of Av; the third form Rosh Chodesh Elul until the 10th of Tishrei, Yom Kippur (see Rashi on Exodus 33:11). On that final day, God forgave the people, and established henceforth that each year should be a day of forgiveness.

‘Joseph Sold by His Brethren’ by Gustave Doré

There happens to be another, more ancient, explanation for the origins of Yom Kippur. This one comes from the Book of Jubilees, that mysterious apocryphal work dating back to the Second Temple era. Though not canonized by our Sages (it was by the Sages of Ethiopian Jewry), it still tremendously influenced many traditional Midrashic teachings. According to Jubilees, the sons of Jacob sold their brother Joseph at the start of a new year, and returned to their father on the 10th of Tishrei. On that day, they presented their father with Joseph’s bloodied tunic. So sad was this tragic “revelation” that, according to Jubilees, Dinah and Bilhah died from grief! Jacob henceforth commemorated the 10th of Tishrei as Joseph’s yahrzeit. His sons, meanwhile, feeling forever guilty for their sin, begged God for forgiveness each year on that day. Therefore, Jubilees (34:18) concludes, the 10th of Tishrei became the ultimate Day of Atonement for all of Israel.

This explanation may have indirectly found its way into the Rabbinic tradition. Today, it is customary to read an account of the Ten Martyrs on Yom Kippur. These were ten great sages that were murdered by the Romans. The story appears in a number of Midrashim, which don’t all agree on the details. In brief, the Roman Emperor Hadrian (r. 117-138 CE) and/or his Judean governor Tineius Rufus (c. 90-133 CE) summon the ten great rabbis of the time. The rabbis are questioned about the sale of Joseph: doesn’t the Torah prescribe the death penalty for an act of kidnapping? If so, why weren’t the brothers of Joseph put to death for their sin?

The rabbis admit that this is indeed the case. The Romans decide that these ten rabbis should be put to death in place of the ten brothers of Joseph. The rabbis request time to deliberate, and ultimately determine that it has been decreed in Heaven. They submit to the edict. Each one is subsequently tortured to death by the Romans. Some say they were slaughtered on Yom Kippur, or at least one of them was—the most famous among them, Rabbi Akiva.

The Arizal further suggests that these ten rabbis were the reincarnations of the Ten Spies (Sha’ar HaGilgulim, ch. 36). This was another grave ancient sin the Ten Martyrs had to rectify. The Arizal cites an older Midrash that when Joseph was tempted by the wife of Potiphar, it was so hard for him to resist that ten drops of semen emerged “from his fingertips”, and the Ten Spies were the souls of those ten drops, as were the Ten Martyrs, who finally fulfilled all the necessary spiritual rectifications.

Revisiting the Ten Martyrs

There are several major issues with the account of the Ten Martyrs. First of all, the identity of the ten rabbis is different depending on the source. In Midrash Eleh Ezkerah, the ten are listed as: Rabbi Shimon ben Gamaliel, Rabbi Ishmael (the Priest), Rabbi Akiva, Rabbi Chanina ben Teradion, Rabbi Yehuda ben Bava, Rabbi Yehuda ben Dama, Rabbi Hutzpit (“the Interpreter”), Rabbi Chananiah ben Chakhinai, Rabbi Yeshevav, and Rabbi Elazar ben Shammua. In Midrash Tehillim (9:14), however, we are given the following list; Rabbi Shimon ben Gamaliel, Rabbi Ishmael ben Elisha (the Priest), Rabbi Yeshevav (the Scribe), Rabbi Hutzpit (“the Interpreter”), Rabbi Yose [ben Halafta], Rabbi Yehuda ben Bava, Rabbi Yehuda haNachtom, Rabbi Shimon ben Azzai, Rabbi Chanina ben Teradion, and Rabbi Akiva.

The problem with the latter list (other than having three, or even four, different rabbis) is that Shimon ben Azzai is known from the Talmud to have died by mystically ascending to Pardes (Chagigah 14b). More intriguingly, just about everyone is familiar with the Talmudic account of Rabbi Akiva’s tragic death—where he faithfully recites Shema while being raked with iron combs (Berakhot 61b)—yet Midrash Mishlei (ch. 9) has a different idea: Rabbi Akiva was indeed imprisoned by the Romans, but died peacefully in his cell on a yom tov. His student, Rabbi Yehoshua, with the help of the prophet-angel Eliyahu, got Rabbi Akiva’s body out while all the guards and prisoners miraculously fell into a deep sleep. He is later buried with a proper funeral in Caesarea, and the presiding rabbis say to him, “Blessed are you, Rabbi Akiva, who has found a good resting place at the hour of your death.”

This Midrash fits with a Talmudic passage that describes how Rabbi Shimon bar Yochai learned from Rabbi Akiva during the latter’s imprisonment (Pesachim 112a). In that passage, Rabbi Shimon incredibly blackmails his master by saying that if he won’t agree to teach, Rabbi Shimon will pull some strings to have Rabbi Akiva executed! Rabbi Akiva goes on to relay five teachings. This suggests that Rabbi Akiva was not scheduled for execution at all, and his punishment for participating in the Bar Kochva Revolt was only imprisonment. It also fits with the accepted tradition that Rabbi Akiva lived to 120 years. It is highly unlikely that the Romans conveniently executed him on his 120th birthday, and far more likely that he died peacefully after living to 120.

Another well-known issue with the account of the Ten Martyrs is that these ten figures lived in different time periods. Rabban Shimon ben Gamaliel and Rabbi Ishmael were alive at the end of the Second Temple era. If they were killed by the Romans, it would have been during the Great Revolt, which ended with the Temple’s destruction. The other rabbis lived decades later. They were active in the time of the Bar Kochva Revolt, and would have died around that time (c. 135 CE), some 65 years after the Temple’s destruction. Interestingly, the Roman-Jewish historian Josephus (37-100 CE), who was an eyewitness to the Temple’s destruction, wrote that Rabban Shimon ben Gamaliel was killed not by the Romans, but by the Jewish Zealots, one of the extremist factions that terrorized Jerusalem.

Some say that there were two Rabbi Ishmael haKohens. The first was Rabbi Ishmael ben Eliyahu, and he was the one who served as a priest at the end of the Second Temple era. The other was his grandson, Rabbi Ishmael ben Elisha, who was a contemporary of Rabbi Akiva. It isn’t clear which of these Rabbi Ishmaels was martyred. According to Midrash Tehillim, it was Rabbi Ishmael ben Elisha, which makes sense since it would have been in the times of the Hadrianic persecution, during the Bar Kochva Revolt. (To further complicate things, the Talmud [Gittin 58a] says that Rabbi Yehoshua ben Chananiah once ransomed a young Ishmael ben Elisha out of a prison in Rome!)

The Talmud states that during the Water-Drawing Ceremony of Sukkot, the greatest celebration of the year in Temple times, Rabban Shimon ben Gamaliel I would juggle with fire! His descendant, Rabban Shimon ben Gamaliel II, taught “Great is peace, for Aaron the Priest became famous only because he sought peace.”
(Illustration by Ilene Winn-Lederer)

Similarly, there are two Rabban Shimon ben Gamaliels. While the second one was alive during the Bar Kochva Revolt, we know he survived that conflict, and went on to head the new Sanhedrin in Usha. It is possible that he was eventually killed by the Romans. He himself stated how terribly unbearable the persecutions were in his day (Shabbat 13b, Shir HaShirim Rabbah 3:3). In that case, perhaps the list in Midrash Eleh Ezkerah is accurate. If it was Rabban Shimon ben Gamaliel II (not I, who was killed by Zealots), and Rabbi Ishmael ben Elisha (not ben Eliyahu), then all Ten Martyrs lived around the same time. Still, they wouldn’t have been executed in one event, but that isn’t necessarily a requirement. We know that Rabbi Yehuda ben Bava, for example, survived for some time after Rabbi Akiva, and ordained five of the latter’s students (Sanhedrin 14a). The list in Midrash Tehillim must be mistaken, as is the alternate account of Rabbi Akiva’s death in Midrash Mishlei. (There is little doubt that Rabbi Akiva was a victim of the Romans, considering he was a key supporter of the Bar Kochva Revolt.)

The Message

Going back to our original question, the Ten Martyrs died as a spiritual rectification for the sale of Joseph. The two are linked by the Yom Kippur holiday, which is said to be the day of Joseph’s false “yahrzeit”, and the day that the Ten Martyrs were murdered (or their fate decreed). The key lesson in all of this is that from the very beginning, the number one problem plaguing Israel is sinat hinam, baseless self-hatred and infighting. This was the issue with the very first, literal, Bnei Israel, the sons of Jacob, who conspired against one of their own, and continues to be the primary issue to this very day.

If we want true atonement and repentance, along with the Final Redemption, we must completely put an end to the incessant conflicts within our singular nation. This applies to both personal conflicts among family and friends, as well as larger political or cultural ones. We have to start seeing beyond the divides—Ashkenazi/Sephardi, secular/religious, Litvish/Hassidic, Orthodox/non-Orthodox, Israeli/Diaspora, liberal/conservative—and fully embrace one another. Long ago, the Arizal instituted an important practice of reciting each morning: “I accept upon myself the mitzvah of ‘and you shall love your fellow as yourself’, and I love each and every one within Bnei Israel as my own soul.” (הֲרֵינִי מְקַבֵּל עָלַי מִצְוַת עֲשֵׂה שֶׁל: וְאָהַבְתָּ לְרֵעֲךָ כָּמוךָ, וַהֲרֵינִי אוהֵב כָּל אֶחָד מִבְּנֵי יִשְׂרָאֵל כְּנַפְשִׁי וּמְאודִי) Centuries earlier, it was Rabbi Akiva himself—first among martyrs—who declared this mitzvah to be the greatest in the Torah.

Gmar chatima tova!

Three Reasons to be Religious

An artist’s rendition of the Ark of the Covenant

In this week’s parasha, Vayelech, we read how Moses completes writing the Torah and places it inside the Ark of the Covenant. The parasha cautions multiple times that we must not stray from this Torah, for our own benefit. At this introspective time of year, it is especially pertinent to ask: what is the benefit of living a Torah life? Why bother being religious? Aside from the simple answers, like fulfilling God’s will, earning an afterlife, or knowing this is the right way, what are the tangible, clear, positive impacts of living religiously? While there are, of course, many reasons, the following are three vital benefits of a life according to God’s Torah.

1. Personal Development that Works

Although Mussar as a large-scale movement only began in the 19th century, it has always been a central part of Judaism. The root of the word mussar (מוּסַר) literally means “restraint” or “discipline”. It is about developing self-control, awareness, morality, and being in tune with one’s inner qualities. The origin of this word is actually in the Book of Proverbs, which begin with this very term: “The proverbs of Solomon, the son of David, king of Israel, to know wisdom and mussar, to comprehend sayings of understanding, to receive mussar of reason, justice, law, and ethics.”

Before Proverbs, the word mussar appears once in the Torah, in reference to God disciplining us (Deuteronomy 11:2). The Torah instructs us to be kind and generous, humble and wise, restrained and strong; to take care of the widow and orphan, of the poor and oppressed. The prophets of Israel continued to instruct the people in this way, reminding them to be upright and just individuals. The tradition continued into the Rabbinic period, with ancient treatises like Pirkei Avot (a tractate of the Mishnah) wholly devoted to inspiring personal growth and self-improvement.

One who lives a Torah lifestyle is immersed in such teachings. Whether it’s simply reading the weekly parasha, or listening to the rabbi’s dvar; going through Avot in the weeks between Passover and Shavuot, reciting Selichot in the Forty (or Ten) Days of Repentance, or participating in the various fasts throughout the year, a religious Jew is simply unable to abstain from personal growth of some kind. We are constantly reminded of the humility of Moses, the selflessness of Abraham, the devotion of David, and the wisdom of Solomon; the incomparable patience of Hillel, the studiousness of Rabbi Akiva, and the tremendous qualities of countless other great figures. These are our heroes, and we are constantly prompted to emulate them.

There is no doubt whatsoever that a Jew who is truly religious (and not just religious in appearance, or because this is how he grew up) is continually becoming ever kinder, more humble, and generally a better human being. Now, it may be argued that even a non-religious person can focus on personal growth, and there isn’t a lack of secular self-help literature out there. This is true, but there is one key difference:

The secular person is improving for their own benefit (and the benefit of those immediately around them), while the religious person is improving not only for that benefit, but also because he understands that God demands this of him. This is important because the secular person might feel like reading a self-improvement book this week, or working hard on himself this year, but might completely forget about it next week, or might have a very busy year in which he didn’t have any time for this kind of thing at all. The religious Jew does not have this luxury. He will be fervently repenting and reflecting during the High Holiday season, and during Sefirat HaOmer and during the Three Weeks, because he is obligated to do so and cannot abstain. Religion forces us to improve. It demands that we become better, and God will judge us if we do not. This makes all the difference.

Take, for example, a person going on a diet. We all know that the vast majority of diets fail. Why is this so? Because there is nothing external forcing a person to stick to the diet. Eventually, they will slip up once, and then again, and soon enough the diet will be a forgotten thing of the past. Meanwhile, a religious person who takes upon themselves a kosher diet is unlikely to lapse. Most religious Jews happily stick to a kosher diet their entire life, despite the fact that it is so difficult. Why is such a diet successful? Because there is an external factor—God—that keeps us firmly on the diet.

Thus, while every 21st century Westerner might be engaged in some sort of secular personal development, these fleeting periods of growth are inconsistent at best, and completely ineffective at worst. Religious-based personal development works, and this is one major benefit to a Torah lifestyle.

2. The Importance of Community

While other religions may be practiced in solitude, Judaism is an entirely communal faith. The ideal prayer is in a minyan of ten or more, the ideal Torah study in pairs; marriage and child-bearing are a must, a holiday is no holiday without a large gathering, and even a simple daily meal should ideally have at least three people. Judaism is all about bringing people together. Indeed, Jews are famous for sticking together and helping each other out. There are interest-free loans, and a gmach that freely provides to those in need of everything from diapers to furniture. Jews pray together, feast together, study together, and take care of each other. A Jew can visit the remotest Chabad House in the farthest corner of the world and still feel like he is having a Shabbat meal at home.

“Belongingness” fills the third rung of Abraham Maslow’s Hierarchy of Needs. Judaism neatly facilitates the fulfilment of all five rungs.

Jews are not a nation, culture, ethnicity, or even a religion; we are, as Rabbi Moshe Zeldman put it, a family. And it is worth being a part of this extended family. We know from the field of psychology how important “belongingness” is. We know the troubles that people go through just to feel like they belong, or to have a community around them. We know how loneliness plays a key role in depression and mental illness. We know that “no man is an island”, and how important it is to be surrounded by a supportive community. The religious Jewish community is tight-knit like no other. Doors are always open for Sabbaths and holidays, charities are always open to help, and the synagogue serves as the nucleus of the community.

It is important to mention here how necessary it is for a community to stay physically close together. This is one major positive side-effect of not driving on Shabbat. In so doing, we must remain within walking distance of the synagogue, and therefore within walking distance of the whole community. The fatal error that the Conservative movement made was in allowing driving to the synagogue. As soon as this change was made, people saw no need to live close to the synagogue, and bought homes further and further away, tearing the community apart. Once the largest Jewish denomination in America, Conservative Judaism has been on a steadily decline ever since.

And so, the second major reason to be religious is the close community that comes with it. Dan Buettner, who famously spent decades studying communities around the world where people live longest and healthiest, concluded that being part of a “faith-based community” adds as much as fourteen years to a person’s life!

3. Cultivating the Mind, Mastering the Universe

Today, we find ourselves in an incredible age where centuries worth of philosophy, mysticism, and science are converging. Going back at least as far as George Berkeley (1685-1753), and really much farther to Plato (c. 427-347 BCE), philosophers have long noted the illusory nature of this physical world, and some denied the very existence of concrete material as we perceive it. The only real substance to this universe, according to them, is the mind. We live in a mental universe.

While this may sound far-fetched, the physics of the past century has brought us a great deal of proof to support it. The Big Bang taught us that the entire universe emerged from a miniscule, singular point, and that all was once in a ball of uniform energy, and that all matter (which appears to come in so many shapes and forms) really emerges from one unified source. The famous double-slit experiment showed us that all particles of matter are also simultaneously waves. Sometimes particles behave like solid objects, and other times like transient waves. The only difference is the presence of an observer, a conscious mind. Our minds literally impact our surroundings. Max Planck, regarded as the father of quantum physics, remarked:

As a man who has devoted his whole life to the most clear headed science, to the study of matter, I can tell you as a result of my research about atoms this much: There is no matter as such. All matter originates and exists only by virtue of a force which brings the particle of an atom to vibration and holds this most minute solar system of the atom together. We must assume behind this force the existence of a conscious and intelligent mind. This mind is the matrix of all matter.

The “matrix” of this vast universe is the mind. Of course, this has been a central part of Kabbalah and other schools of mysticism for millennia. The Tikkunei Zohar (18b) transforms the first word of the Torah, Beresheet (בראשית), into Rosh Bayit (ראש בית), ie. that this entire universe (bayit), is a product of God’s “Mind”, or perhaps existing in His head (rosh). In fact, the Kabbalists say that if God were to stop thinking about a person even for the briefest of moments, that person would cease to exist. This is related to what we say daily in our prayers, that God “each day, constantly, renews Creation.” God is that Mind that holds the universe in existence.

And we are all a part of that Mind. After all, He made us in His image, with a small piece of that universal consciousness. This is related to the “quantum brain” hypothesis we have spoken of in the past, a scientific theory suggesting that our brains are entangled with the universe, which may itself be “conscious” in some way. In short, thousands of years of human reason, mysticism, and experimentation points to one conclusion: the only real currency in this universe is the mind.

In that case, the only thing really worth developing is the mind. The more powerful one’s mind is, the greater control one wields over the universe. This isn’t just a pretty saying, we know scientifically that our minds affect the universe around us. More personally, studies have shown that meditation (and prayer) can actually impact the way our genes are expressed! We may be able to consciously affect the biology of our bodies down to the molecular level.

The placebo effect is the best proof for this. Science still cannot explain how it is that a person who simply believes they are receiving treatment will actually heal. Surgeons have even done placebo surgeries, with results showing that people who were only led to believe they were operated on still improved just as well as those who actually went under the knife. How is this possible?

The answer is obvious: our minds have a very real, concrete, physical affect on reality. Unfortunately, most people are unaware of this latent power, and must be duped into it (as with placebos). But that power is definitely there, and its potential is immeasurable. One must only work to develop these mental powers.

Judaism provides us with exactly this opportunity. Like no other religion, Judaism is entirely based on ceaseless mental growth. We must always be studying, praying, blessing, meditating, contemplating, and reasoning. Scripture tells us to meditate upon the Torah day and night (Joshua 1:8), and the Talmud reminds us that talmud Torah k’neged kulam, learning Torah is more important than all other things. The mystical tradition, meanwhile, is built upon mental exercises like hitbonenut (“self-reflection”) and hitbodedut (“self-seclusion”), yichudim (“unifications”) and kavannot (“intentions”). A religious Jew is constantly developing not only their outer intellect, but their inner mental capacities.

And this is the true meaning of Emunah, loosely translated as “faith”. The first time the word appears in the Torah is during the battle with Amalek, following the Exodus, where we read how Moses affected the outcome of the battle by holding up his arms emunah (Exodus 17:12). Moses was very much affecting the universe around him. The only other time the word appears in the Torah itself is in next week’s parasha, Ha’azinu, where God is described as El Emunah (Deuteronomy 32:4). In light of what was said above, this epithet makes sense: God is that Universal Mind that brings this illusory physical world into existence. God is the ultimate mental power, and our minds are only tapping into that infinite pool.

Not surprisingly, the prophets and sages describe Emunah as the most powerful force in the universe. King David said he chose the path of Emunah (Psalms 119:30), while King Solomon said that one who breathes Emunah is the greatest tzaddik, and has the power to repair the world with his tongue (Proverbs 12:17-18). Amazingly, the Sages (Makkot 23b) reduced the entire Torah—all 613 mitzvot—to one verse: “The righteous shall live in his Emunah” (Habakkuk 2:4). Perhaps what they meant is that the purpose of all the mitzvot is ultimately to develop our Emunah; to strengthen our minds, to recognize the Divine within every iota of the universe, and to align our consciousness with God’s. This is the secret of the rabbinic maxim: “Make your will like His will, so that He should make His will like your will. Nullify your will before His will, so that He should nullify the will of others before your will.” (Avot 2:4)

Being religious Jews provides us with a regular opportunity (and requirement) to develop our mental faculties. Aside from the many positive health effects of doing so (including staving off mental and neurological illnesses, and even living longer), we are also given a chance to become real masters of the universe around us; to transcend our limited physical bodies. At the end of the day, that’s what life is all about.

Is Kabbalah Kosher?

In this week’s parasha, Nitzavim, we read that “The hidden things are for Hashem, our God, and the revealed things are for us and our children forever, to fulfil the words of this Law.” (Deuteronomy 29:28) The verse is a significant one for a number of reasons, one of which is that it is used as Scriptural proof for the Jewish mystical tradition, commonly referred to as “Kabbalah”, those esoteric secrets—“hidden things”—of the Torah. The Torah cautions that these secrets are best to be kept for God, while the revealed parts of the Law are for us and our children.

And yet, Jewish mysticism has been a very popular area of study for millennia. We know of the existence of multiple “mystery schools” in the Second Temple era. Some of the earliest mystical texts were composed in this time period, and have been found among the Dead Sea Scrolls. In the centuries following the destruction of the Second Temple, a number of new mystical texts appeared, known as the Heikhalot, Heavenly “Palaces”.

The main protagonists of the Heikhalot are Rabbi Akiva and his contemporary, Rabbi Ishmael. We know from the Talmud that these two were great mystics. The Talmud (Chagigah 14b) famously records how Rabbi Akiva led three other rabbis to the Heavenly realms of Pardes. This is traditionally taken to mean that they plunged into the depths of Jewish esotericism, where “Pardes” is an acronym for pshat, remez, drash, sod, the four main levels of Torah study: the simple, surface meaning; the sub-textual allusions; the allegorical, metaphorical, and extra-Scriptural narratives; and the mystical secrets of Kabbalah.

‘Elijah Taken Up to Heaven’

The three rabbis that went along with Rabbi Akiva didn’t fare so well: Ben Azzai died, Ben Zoma apparently lost his mind, and Elisha ben Avuya became a heretic. Only Rabbi Akiva “exited in peace”. There were many other mystics in their day. The Talmud (Sukkah 28a) states that although Rabbi Yochanan ben Zakkai (whose students were the teachers of Rabbi Akiva) was the least knowledgeable of Hillel’s eighty disciples, even he was an expert in Ma’aseh Merkavah, “the Work of the Chariot”. Ma’aseh Merkavah refers to the opening account of the Book of Ezekiel, where the prophet describes God’s “Divine Chariot”. Similar holy visions were beheld by the other prophets, including Isaiah and Daniel, while Elijah was taken up to Heaven in such a fiery chariot (II Kings 2:11). Thus, Ma’aseh Merkavah is believed to be concerned with attaining prophecy, or with spiritual ascent to the Heavens. This is precisely how one might elevate to Pardes.

The other major area of mysticism in Second Temple and early Talmudic times was known as Ma’aseh Beresheet, “the Work of Creation” (Chagigah 11b). This refers to the opening account of Genesis, and the secrets of God’s formation of this universe. The study of Ma’aseh Beresheet would presumably allow one to attain certain divine creative powers. This is what the sages Rav Chanina and Rav Oshaia delved into every Friday afternoon, and were able to produce a lamb out of thin air—then barbecue it for lunch! (Sanhedrin 65b)

Such great power exists within the study of Maaseh Merkavah and Maaseh Beresheet that the Sages caution these subjects must not be taught publicly, and not to all those who wish to learn them: “Maaseh Beresheet must not be expounded upon before two, and Maaseh Merkavah even before one, unless he is a sage and understands of his own knowledge.” (Chagigah 2:1) Even to the understanding scholar, the Sages permit only the “chapter headings” to be revealed. The master points the student in the right direction, and nothing more. In this way, only the truly deserving wise one will come to understand the mysteries. Perhaps this is why the study was eventually called Kabbalah, from the root meaning “to receive”, for one could only receive it through divine inspiration from Above, and after having received the chapter headings from a master.

Rabbi Eliyahu Kramer, the Vilna Gaon

Interestingly, the term Kabbalah in the Talmud refers not to mysticism but to the Tanakh, specifically to the books of Nevi’im and Ketuvim which follow the Five Books of Moses. This actually makes a lot of sense, since most of Kabbalah is built upon verses and passages in the Prophets and Writings. One who studies Kabbalistic texts will quickly recognize how most of the passages open with Scriptural verses, with concepts supported by Scriptural verses, especially from the Books of Psalms, Proverbs, Job, Shir haShirim, and of course, Ezekiel and Isaiah. Other texts of Tanakh are frequently cited, too. In fact, it is said that the Vilna Gaon (Rabbi Eliyahu Kramer, 1720-1797), among the greatest of Kabbalists, studied nothing but Tanakh after a certain age, since he could derive everything directly from Scripture.

This may be one reason, among others, why study of Nevi’im and Ketuvim is so rare in the Orthodox yeshiva world today. Since Kabbalah is often seen as taboo, especially for young minds, it may be best to avoid study of Scriptural passages that may bring up uncomfortable or mystical questions. Indeed, it is the story of the Four Who Entered Pardes that is most commonly used as proof that the young, the uninitiated, or those that have not mastered every facet of Torah must not delve into Kabbalah. The Rambam (Rabbi Moshe ben Maimon, 1135-1204) codifies this as law.

The Sages of the early generations commanded that these matters should not be explained except to a single individual [at a time]. He should be a wise man, who can reach understanding with his own knowledge. In such an instance, he is given fundamental points, and an outline of the concepts is made known to him. He [is expected to continue to contemplate] until he reaches understanding with his powers of knowledge and knows the ultimate meaning and depth of the concept. (Yesodei HaTorah 2:12)

The Rambam is an interesting case, for he was no Kabbalist by any means. A strictly rationalist thinker, he rejected any notion of evil spirits and demons, thought superstitions to be silly at best, and made sure to expunge all sorts of mysticism-based rituals from his code of law. For the Rambam, Maaseh Merkavah simply refers to the various spiritual entities that God created, mainly the ten types of angels (Yesodei HaTorah, ch. 2). What the prophets saw were just “visions and parables”, not actual concrete things. Maaseh Beresheet, meanwhile, is essentially science and physics—the study of the elements and their properties, the various “spheres” of astronomy, the nature of the luminaries, stars and planets—these are the things he calls “Maaseh Beresheet” (Yesodei HaTorah, ch. 3-4). The Rambam believes this is what is meant by “Pardes” (4:3). For him, Kabbalah is not an exercise in amulets or magic, exorcism or demonology, astrology or fortune-telling—all of which he expressly rejects as irrational, unreal, and absurd.

Ironically, it was the Rambam’s own son, Rabbeinu Avraham (1186-1237), who became a great mystic and played a huge role in the development of modern Kabbalah.

The New Kabbalah

A 17th-century illustration of a Sufi meditating

Rabbeinu Avraham wrote a monumental 2500-page philosophical work called Kitab Kifayah al-Abidin (“A Guide for the Servants of God”). Scholars note how Rabbeinu Avraham integrated a great amount of material from Muslim Sufi mystics. Incredibly, Rabbeinu Avraham himself writes in his book that the ancient mystical tradition of the Hebrew Prophets was forgotten among Jews, “because of their iniquities”, and has been carried forward by the Sufis! He argues that the Sufis “imitate the Prophets [of Israel] and walk in their footsteps.”

The fusion of Jewish and Sufi mysticism continued strongly in Egypt for several generations. Rabbi Gavin Michal beautifully traces how these traditions made their way to Tzfat: Rabbeinu Avraham’s great-great-grandson, Rabbeinu David, the last official nagid of the illustrious Jewish community in Egypt, packed his bags and resettled in Aleppo, Syria in the early 1400s. He brought with him his massive Sufi-inspired Jewish mystical library. This library was a key source of literature for the early Tzfat Kabbalists, who lived a short trip away from Aleppo. Amazingly, historical sources suggest that one of these early Kabbalists was a Sufi convert to Judaism.

Hamsas: not a Jewish thing

It therefore isn’t surprising that Arab and Muslim mystical beliefs strongly influenced Jewish mysticism. In his Kabbalah, Gershom Scholem points out numerous examples of this. While most of these concepts are valuable, some are most unfortunate: Arab demonology and superstition, too, neatly made its way into Kabbalistic literature. This is most evident in the plethora of Arabic hamsas and “evil eye” amulets that have sadly infiltrated so many Jewish homes. (We have also written in the past how Muslim ritual inspired the “mystical” custom of upsherin.)

At the same time that this was happening in the Middle East, a parallel Jewish mystical movement was rapidly developing on the other side of the Mediterranean, in Spain. Their Kabbalah, too, was not immune to the beliefs and practices of the neighbouring Christians.

Rise of the Zohar

In the 11th and 12th centuries, mysticism was slowly spreading in the Sephardic Jewish communities of Spain. It wasn’t until the late 13th century that Kabbalah received an immense boost with the publication of Sefer HaZohar, aka. “The Midrash of Rabbi Shimon bar Yochai”. The publication was spearheaded by Rabbi Moshe ben Shem Tov de Leon (1240-1305), a great Kabbalist in his own right. He claimed that this book was the unadulterated teachings of the Talmudic sage Shimon bar Yochai, or Rashbi, a disciple of Rabbi Akiva.

While the Zohar was undoubtedly full of profound wisdom and authentic mysticism, it immediately aroused a great deal of suspicion. After all, no one had ever seen, or even heard of, such a text before. One scholar who took up the mission of discovering the Zohar’s real roots was Rabbi Itzchak d’min Acco (“Isaac of Acre”, c. 13th-14th century). Rabbi Itzchak was possibly a student of the Ramban (Rabbi Moshe ben Nachman, 1194-1270), who had made aliyah after his famous Disputation and settled in Acre, where Rabbi Itzchak was apparently born. Rabbi Itzchak studied among those pre-Tzfat era Kabbalists in Israel. The Crusades made life difficult, and Rabbi Itzchak fled to Spain in 1305.

There, he met Rabbi Moshe de Leon, and questioned him about the Zohar, pointing out that the Kabbalists of the Holy Land knew nothing of such a work. Rabbi Moshe swore that he possessed an original manuscript from Rabbi Shimon bar Yochai, back in his hometown of Avila. He promised to fetch the text and show it to Rabbi Itzchak, but suddenly died. Perhaps this untimely death is itself proof enough that Rabbi Moshe de Leon swore falsely!

For Rabbi Itzchak, it was not enough, and he decided to continue his search in Avila. There, he met a rabbi who knew Moshe de Leon’s family, and the rabbi told him that de Leon’s wife admitted he had composed the Zohar by himself, attributing it to Rashbi so that it would be accepted as authentic (and sell more copies). Many later Kabbalists reject this narrative, and believe it is a legend meant to discredit the Zohar. The story appeared in the first edition of Sefer Yuchasin (by Rabbi Avraham Zacuto, 1452-1515), and was censored out of all subsequent editions for over 300 years.

Over those centuries, the Zohar became the primary Kabbalistic text, so much so that it essentially became synonymous with Kabbalah. More ancient and once prominent texts like Sefer Yetzirah and Sefer HaBahir fell far behind. The Zohar inspired a massive new wave of mysticism that made a permanent impact on Judaism. It was the Tzfat Kabbalists of the 16th and 17th centuries in particular that neatly analyzed, categorized, and made sense of the Zohar, producing a whole new worldview and publishing a vast array of novel mystical literature that took the Jewish world by storm.

While halacha was once clearly separated from mysticism, the distinction started to get blurry. We sometimes forget that the Shulkhan Aruch, still the most famous of Jewish law codes, was composed by Rabbi Yosef Karo, a noted Tzfat Kabbalist. As such, he couldn’t possibly omit Kabbalah entirely from his laws, and mystical rituals and beliefs seep in on multiple occasions. The trend would continue, and reach even greater heights under the later Hasidim.

By this point, the authorship of the Zohar was seldom disputed. Still, the belief that it was written by Rashbi himself is false. After all, the Zohar clearly states that Rashbi charged his disciple Rabbi Abba with composing his teachings (see Zohar III, 287b). The Italian Kabbalist Rabbi Mordechai Galante (d. 1560) held that the Zohar was compiled sometime in the Geonic period (c. 589-1038 CE) from these ancient manuscripts of Rabbi Abba. The fore-mentioned Sefer Yuchasin holds that the Zohar may have originated with Rashbi, but was reworked and expanded by future generations of Kabbalists. No one knows exactly where it came from.

Some said it was the Ramban who discovered the Zohar when he arrived in Israel, then shipped it back to Spain (to save it from the Crusader wars or to reveal it to the Sephardi Kabbalists). The ship capsized or went off course, and the text ended up in the hands of Moshe de Leon! Others still believed that the Zohar was discovered by an Arab king, or by Spanish conquistadors, and sent over to the Sephardi Kabbalists for translation.

The Problem with Kabbalah

Gershom Scholem notes a number of issues within the Zohar that make it impossible to have been composed by Rashbi, Rabbi Abba, or anyone else from that time period. In fact, it appears that the person who put together the Zohar was not even a very good Talmudist. For example, the Talmud (Shabbat 33b) says that Pinchas ben Yair was Rashbi’s son-in-law, whereas the Zohar inaccurately says he was his father-in-law. Similarly, the Zohar is pretty confused about its Talmudic history, and in listing Rashbi’s ten main disciples, mixes together Amoraim and Tannaim from different centuries. Scholem also points out that the Zohar improperly uses the Aramaic language, while clearly incorporating many words with Spanish origin (such as esnoga, “synagogue” or gardin, “guardian”).

Rabbi Leon Yehudah Aryeh da Modena

These issues were already noted by earlier Jewish scholars. Rabbi Eliyahu del Medigo (c. 1458-1493), another great Italian sage, was part of a Kabbalistic circle before growing distant from the mystics. He noted how the Zohar has names of rabbis that lived long after Rashbi. A fellow Italian, Rabbi Leon da Modena (1571-1648) wrote an entire treatise, Ari Nohem, debunking the Zohar. He concludes that it must be only a few centuries old, and its Chokhmat haKabbalah is neither Chokhmah (wisdom) nor is it authentic Kabbalah! Rabbi Yakov Emden (1697-1776) was most vocal in his attack on the Zohar, and stated it was a complete forgery. The Yemenite sage Rabbi Yichya Kapach (1850-1931) believed the same thing.

Others have staunchly defended the Zohar, of course. Those Spanish-looking words may be there because they come from earlier Latin words, which would have been familiar to Rashbi. The names of sages from different time periods may be mixed together in one passage, but we often find the same thing in the Talmud. Truly, one who studies the Zohar will find it hard to believe that it could have all been composed by one Kabbalist, whether Moshe de Leon or someone else. In fact, the Zohar isn’t a monolithic text at all, and is composed of various distinct parts (Raya Mehemna, Midrash haNe’elam, etc.) It probably was pieced together from earlier genuine manuscripts, and was probably edited by a circle of Sephardi Kabbalists in the 13th century, who firmly believed the teachings dated back to Rashbi in some way.

It should be mentioned that Rabbi Itzchak d’min Acco’s account does not end with Moshe de Leon’s family. He continued his search, and met at least two other rabbis that swore on the Zohar’s authenticity. Even Gershom Scholem held that Moshe de Leon was an honest scholar, and certainly no faker who was out to dupe others or make money. (Scholem nonetheless believed that de Leon and his circle were the Zohar’s originators.)

Rav Dessler

Today, the Zohar has seemingly become accepted by all Orthodox communities, and some claim that denying the authenticity of the Zohar is heresy. This is not true. Rav Eliyahu Dessler (1892-1953) held that there is nothing wrong with believing the Zohar was composed by someone in the 13th century. Meanwhile, Rav Ovadia Yosef (1920-2013) said that the Yemenite communities that do not accept the Zohar should not be considered heretics. After all, these communities existed long before the Zohar’s publication, and were never exposed to it. He even conceded that some of their arguments may have substance. (See Ma’ayan Omer, Perek 7, Siman 93.)

Illustrations of Sefirot in von Rosenroth’s ‘Kabbala Denudata’

One of their arguments is that the Zohar was influenced by Christian belief. Gersom Scholem illustrates multiple instances of this in his Kabbalah, especially when it comes to Christian demonology. Aside from that, some of the Zohar’s teachings may be seen as inadvertently supporting Christian theology. In fact, Christian scholars (like Picco della Mirandola, Johann Reuchlin, Christian Knorr von Rosenroth, and even Newton and Leibnitz) actually took up the study of the Zohar themselves, and believed that this text would result in Jews finally converting to Christianity willingly. History shows that while some Jews may have done so, many more Jews instead started to believe in Christian ideas like man becoming god (or god becoming man), and that a messiah can die without completing his task, to return in a future “second coming”. This was a huge issue in the heresy of Shabbatai Tzvi (1626-1676), and continues to be a significant problem with certain Hasidim today.

One specific example of how Christianity may have influenced post-Zoharic Kabbalah is particularly relevant now, on the cusp of Rosh Hashanah. It is customary to recite Tefillat HaParnasah, a prayer for sustenance, at the end of each prayer service during the High Holidays. In many Sephardic machzorim, a supposed “name of God” is invoked—though not recited aloud—during this prayer (it is also found in the parnasah insert during the Amidah of many Sephardic weekday siddurim). That “name” is Dikarnosa (דיקרנוסא), which apparently comes from Malachi 3:10, though it is difficult to see how other than the appearance of the word די in the verse. Others link it to a fusion of Malachi 3:10 and the word nasah in Psalms 4:7, נסה עלינו אור פניך ה׳.

In reality, Dikarnosa means absolutely nothing in Hebrew or Aramaic. However, it has a clear Spanish (or Latin) root: dei (“god”) and karne (“meat” or “flesh”). Some believe karnosa is a combination of karne and sanguis, “blood”. Whatever the case, the meaning is pretty clear: either the name is invoking a “god of meat” or speaking of a “god of flesh and blood”. Dikarnosa may be the name of an old pagan Spanish deity of abundance (hence the association with parnasah) or, according to one Catholic priest, potentially rooted in an old appellation for Jesus who, according to Christianity, is God literally incarnated in “flesh and blood”.

While Dikarnosa is not explicitly mentioned in the Zohar, it emerged in post-Zoharic Kabbalah circles, and was already firmly accepted in the times of the Arizal. His primary disciple, Rabbi Chaim Vital (1543-1620), wrote about it in Pri Etz Chaim (Sha’ar HaAmidah, ch. 19). It isn’t surprising then that the Dor De’a of Yemen claimed that modern Kabbalah is contaminated with paganism.

Such are the possible dangers of studying the Zohar, and the Kabbalah that emerged from it. Some become imprisoned in demonic fears, others become extremists, or adopt all sorts of bizarre rituals, while others still are drawn to real heresy. This is one reason why the Noda b’Yehudah (Rabbi Yechezkel Landau, 1713-1793) went so far as to ban (unsuccessfully) the study of Zohar and Kabbalah. There are so many mystical texts out there that it isn’t clear which are genuine and which are not, which have been influenced by Christianity or Shabbateanism (or other heretical movements) and which have not. It is easy to be led astray.

That brings us back to the story of the Four Who Entered Pardes. We learn from that story that maybe one in four who delve into Kabbalah will emerge unscathed. The remaining three are in danger of being lead to heresy, mental issues or extreme asceticism, or worse, an untimely death.

In Search of Authentic Kabbalah

Having said all that, we mustn’t forget that there absolutely is an authentic Jewish mysticism out there. As already stated, the Tanakh itself is full of genuine mysticism, as is the Talmud. The schools of Ma’aseh Merkavah and Ma’aseh Beresheet are real, and existed. There were mystical texts that predated the Zohar, as did the central concept of Ten Sefirot. There is no doubt that much of this authentic mysticism made its way into the Zohar and subsequent works, which is why it became so popular, spread so quickly, and was accepted by so many.

Certainly, there are countless kernels of truth within the Zohar, which were further refined and polished by later Kabbalists like the Ramak and the Arizal. It is a repository of tremendous wisdom (and we have, of course, cited it frequently in this forum). It played a key role in preserving Judaism in the face of attractive Christian and Muslim mysticism in the first half of the last millennium, and in the face of enticing secular “Enlightenment” in the second half. (Rabbi Pinchas of Koretz, 1728-1790, famously said that “the Zohar has kept me Jewish.”)

Today, Kabbalah has become inseparable from Judaism, and has engrained itself into every aspect of our faith—without most Jews even being aware of it. Simple things like doing netilat yadayim in the morning to rid of an impure spirit (something completely omitted in the law code of the rational Rambam), staying up all night on Shavuot, or just commemorating Hoshana Rabba are all based on mystical teachings. Any discussion of reincarnation, cosmogony, eschatology, or even a classic Torah-versus-science debate is impossible without Kabbalah. There is little doubt that the mystical tradition has immensely enriched Judaism.

But what do we make of those foreign influences? Some have argued that foreign influence is actually a good thing. After all, the Rambam himself had stated that we should “accept the truth from whomever speaks it”. There is an old mystical idea that the Torah, too, is in exile among the nations, and we must rediscover these true concepts from the nations, refine them, and restore them to their holy source. When looking from this perspective, we recognize that even the Talmud had adopted (or rediscovered) countless ideas from neighbouring Greeks, Romans, and Persians. And ancient Kabbalah, too, long before the Zohar, drew from other mystical traditions.

Like the critics of today, Rabbi Leon da Modena recognized way back in the 16th century that Kabbalah was essentially Greek Neoplatonism in Jewish clothing. Meanwhile, in his Jews, God, and History, historian Max I. Dimont argues that from the very beginning, Kabbalah “fed on noncanonized prophecy, Zoroastrian resurrection mythology, Greek science, numerology, gnostic heresies.” He concludes that “This was the material Jewish saints and scholars worked on for centuries, distilling it, shaping it, blowing life into it.” There is still much work left to be done in distilling, shaping, and refining Kabbalah. There are some ideas that are best to be buried and forgotten, and some truly profound ideas that should be disseminated further.

Dimont goes on to credit the Zohar and subsequent Kabbalistic texts with having “a large share in the sudden efflorescence of science…” and “laying the intellectual foundations for the seventeenth-century rebirth of philosophy and the establishment of scientific methodology…” A multitude of scholars share his conclusions. At the end of the day, Kabbalah has had a tremendous (mostly positive) impact not only on Judaism, but on the whole world.

What can we conclude from all of this? At the very least, that Kabbalah should be studied carefully, with a grain of salt and an open mind. It is very important to temper the study of Zohar and other Kabbalistic texts with more rationalist sources like the Rambam. We shouldn’t confuse Kabbalah with halacha. We should keep in mind the many authoritative voices in Jewish history that cautioned against, if not outright rejected, the Zohar, and we should never forget those Four Who Entered Pardes.

Those who choose to enter, beware.